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Articles about FINRA·4 found

RegulationExchanges

Wintermute Registers as FINRA Broker-Dealer, Crypto Market Makers Move to Wall Street

Wintermute, the largest crypto liquidity provider, registered with FINRA on August 6, gaining approval to trade equities...

Aug 10, 2026, 10:04 AM
WintermuteFINRA
DeFiRegulation

Ondo Finance Pursues $500M Acquisition as Tokenized Securities Hit $36B

Ondo Finance is evaluating targets for a $500 million acquisition after clearing SEC oversight and obtaining FINRA autho...

Jul 31, 2026, 10:07 PM
Ondo FinanceBlackRock
RegulationAdoption

Ondo Clears FINRA Authorization for Tokenized Securities Products

Ondo Finance announced July 23 that its SEC-registered broker-dealer subsidiary, Oasis Pro Markets, received FINRA autho...

Jul 23, 2026, 09:03 PM
Ondo FinanceOasis Pro Markets
Markets

SEC Approves FINRA's Proposal to Eliminate Pattern Day Trader Rule

The SEC has officially approved FINRA's proposal to eliminate the Pattern Day Trader Rule and the $25,000 minimum equity...

Apr 15, 2026, 11:31 AM
SECFINRA